LeBaron, C., & Streeck, J. (2000). Gesture, knowledge, and the world. In McNeill, D. (Ed.), Review of language and gesture: Window into thought and action. Cambridge: University Press.
CHAPTER
6
GESTURES,
KNOWLEDGE, AND THE WORLD
Curtis
D. LeBaron and Jürgen Streeck
1.
THE FORMATION OF GESTURES AND THE FABRICATION OF KNOWLEDGE
Among the
essential (but almost forgotten) insights of the Age of Enlightenment was the
recognition that ¡§human understanding¡¨ (Locke 1959 [1690])¡Xthe formation
and accumulation of common knowledge¡Xis dependent
upon the formation and accumulation of material signs: material entities that
reside, however fleetingly, in the public realm where they may be reused and
thereby shared; representations that embody a world
that may be jointly acted and reflected upon; artifacts that, while products of
minds, are nevertheless external to them, providing tools not only for the mind,
but also for labor and human self-creation; socially shared cognitive tools that
evolve over time as humanity¡¦s mind evolves through relying on and refining
them.
With this proposition, anti-Cartesian philosophers such as Condillac for
the first time directed attention to the importance of symbol systems (or media)
for human cognition, self-creation, and society. Condillac in particular
recognized the inherently social character of the human mind, and he suggested
that signs and insights originate in social practice. He wrote:
(The)
history of communication will show the various circumstances under which signs
have been formed. It will show us the true meanings of signs and ... leave no
doubt about the origin of our ideas (Condillac 1746, p. 61).
Condillac
called signs ¡§sensations transformées¡¨, transformed sensations, by
which he meant the entire complex of affect, desire, sensory perception, and
motor action that make up what nowadays we might call ¡§embodied experience¡¨.
In his view, the incarnation of shared experiences in communally usable material
signs¡Xand the social distibution of these signs and the knowledge
embodied in them¡Xis the core of human cultural evolution, of the progress of
the ¡§connaissances humaines¡¨.
The formation of a symbol is a defining moment in the fabrication of
shared knowledge because it allows the participants
to focus upon and re-invoke previously shared experiences and to plan and
conduct shared activities in their wake. An important version of this process is
¡§langage d¡¦action¡¨, the performance of schematic motor actions that are
abstracted from actions in the material world¡Xin a
word, gestures. Gestures,
in Condillac¡¦s view, constituted the original, natural language of humankind.
The method by which Condillac and his contemporaries studied the
fabrication of knowledge through the formation of
signs was the ¡§thought experiment.¡¨ Today, we are equipped to investigate it
through close analyses of empirical practice. In this chapter, therefore, we
want to describe how gestural signs are formed and how, in this process,
communal knowledge is incorporated, stored, and
organized. Our aim is twofold: to ascertain several of the roles that hand-gestures
play in the formation and distribution of knowledge
within specific ¡§communities of practice¡¨ (Lave 1991); and to provide
evidence for the foundations of symbolic gestures in
practical, instrumental, non-symbolic action and experience. Our approach is
guided by Condillac¡¦s vision that the fabrication of knowledge
and the formation of signs are not simply dependent upon one another, but are
two aspects of the same process.
Instead of solely locating gesture in the ¡§process of utterance¡¨ (Kendon
1980) or deriving it from ¡§mental
representations¡¨ (McNeill 1985), we seek to establish its experiential
foundations in activities of the hands in the material world
and to explicate its indexical ties to this world. Gestures,
in our view, neither originate in the speaker¡¦s mind nor in the process of
speaking even though speech and gesture are routinely coordinated. Rather, gestures
originate in the tactile contact that mindful human bodies have with the
physical world. In other words, we propose¡Xand
claim that our data demonstrate¡Xthat conversational hand-gestures
ascend from ordinary, non-symbolic, exploratory and instrumental manipulations
in the world of matter and things, and that the knowledge
that the human hands acquire (both individually and historically) in these
manipulations is realized through and brought to bear upon the symbolic tasks of
gestural representation. Ultimately, it is through these indexical ties of gestures
to the material world that gestural signifiers can
be seen and recognized: onlookers can see the motion of a configured, but empty
hand as (for example) a ¡§turning¡¨, only when they infer an object that can
be turned¡Xno matter whether the gesture refers to the object, to an act of
turning it, or rather to the vehicle of a metaphor (see McNeill 1985). Without
the index to the world of things, the movement of
the hand could not be seen as an action, and the signifier would be lost in a
sea of meaningless motions.
Our investigations have focused on gestural practices in activity-rich
and cognitively-complex settings such as do-it-yourself workshops and
architecture classrooms, but also everyday conversational settings where
practical knowledge is shared. Within settings of
material practice, the participants' hands are not only involved in symbolic
actions (as they are in conversations), but also practical actions with things.
Hands are entangled in the world that they
reach--touching objects, grasping tools, wielding instruments, managing matter.
Hands are busy in many ways, shifting back and forth (sometimes rapidly) between
doing things, showing things, and showing how to do things with things.
Such practical and collaborative settings, we contend, are more
"foundational" and paradigmatic for studying the "communicative
hand" (Bates 1974) than are the purely symbolic realms of conversation or
narrative monologue. Conversation
removed from hands-on interaction with things may efface the natural links
between symbolic actions and the exploratory and instrumental doings that hands
perform. To study gesture as only a feature of conversation is to obscure the
embodied knowledge, the lived experience, that hands
bring to their symbolic tasks.
Moreover, as we have examined gestures within
settings of practice and instruction, we have witnessed the processes whereby gestures
become conventional, shared, jointly used symbolic forms. Gestures
may be regarded as mediating devices that provide a link between
interpsychological and intrapsychological functioning (Vygotsky 1978); in
studying them, one may therefore (1) look for those physical objects and
experiences by which they are referentially anchored; (2) study how they
organize social interaction on the one hand, and shape individual cognition on
the other; and (3) explicate their social, situated, semantic histories.
By positioning our study outside a conversational framework that
privileges speech, we regard gestures within the
contexts of the very experiences they come to formulate and index. In settings
of material practice, gestures are often contiguous
to the experiences they symbolize (and comment upon, qualify, alter, and so on),
and index tactile and visual experiences that the participants jointly possess
from recent interaction, if only because they jointly witnessed them. Gestures
also share physical space with things, most obviously those things within reach
of hands.
2.
INDEXING EXPERIENCE
The first segments we want to examine are taken from a video-recording of
a do-it-yourself workshop.[i]
While teaching a lesson on the uses of sheet-rock, the instructor introduces a
few tools for the job. He stands at the front of the room where tools and
materials are spread along a countertop. He picks up a tool, labels it (a
"scraper"), and moves it around in mid-air so class members can see
the tool¡Xand see how the teacher handles it. Such behavior is rather
commonplace, a seemingly trivial scene within an ordinary classroom where
teaching is done through "showing," "modeling," or
"mimesis." This first stage of the teacher's lesson on scrapers is
transcribed[ii]
as follows.
1.1
Instructor: There¡¦s
a couple of things you need for preparing sheet-rock.
((picks up scraper))
[
1.2
( - - - - )
((puts scraper in other hand, looks at it))
[
1.3
One of them will be the scraper of some sort.

Figure
6.1
((scrapes in mid-air with both hands; puts s. down))
[
1.5
This is a uh- very heavy-duty scraper.

Figure
6.2
((picks up other scraper, holds it up))
[
1.6
Uh, you¡¦d also have a scraper looks like this.
((begins to put it down,
interrupts))
[
1.7
( - - )
((scrapes, puts down))
[
1.8
Putty knife.
((picks up third scraper,
scrapes, lowers))
[
1.9
A little bit bigger, this is a- both a scraper and a and a tool
[
1.10
you use for applying compound to sheet-rock.
Although this classroom moment appears commonplace, it is nevertheless a
paradigmatic instance of symbol-formation, for it includes the situated creation
of a form-meaning pair that embodies a node of locally produced, shared knowledge.
The moment exemplifies the "transformation of sensation" into a sign.
The sign that is established here is a gesture¡Xa hand-configuration and
movement¡Xwhich signifies a class of object, ¡§scraper¡¨.
The formation of this sign begins as a demonstration of a material
object, an instrument. The instrument is picked up from the table and turned
into an exhibit when it is moved from one hand to the other while simultaneously
receiving the instructor¡¦s concentrated gaze (line 3, Figure 6.1).
The tool¡¦s use is then demonstrated through a schematic motion in a
virtual field of action¡Xthat is, the instructor ¡§scrapes¡¨, but performs in
the air (line 5, Figure 6.2).
Thus, during this first sequence (lines 2 - 5), one hand is configured to
hold the scraper, as it would be held if actually used to work upon sheet-rock.
The hand takes on the same configuration when the second scraper¡Xi.e., the
putty-knife¡Xis picked up and its use is demonstrated (lines 6 - 8).
And the same hand-configuration occurs again with the third scraper
(lines 9 - 10). Thus, there is a natural contiguity between the members of a
class of objects (in this case, instruments) and a configuration of the hand.
While this configuration has no symbolic value during the moment above when the
different scrapers are actually being held, the hand configuration becomes
symbolic (a ¡§transformed sensation¡¨) subsequently, when the instruments are
implied but not literally hand-held.
During a subsequent moment, transcribed below, the instructor¡¦s hands
move without holding a scraper (or any other instrument), but they remain
configured in a fashion that can now, in this context, be recognized as an index
of scrapers, at least by those who have witnessed the prior scene: the
hand-shape makes sense only vis-a-vis the instruments that this hand has
previously held, and it simultaneously conjures up the image of these
instruments. While the tools are physically absent from the instructor¡¦s
demonstration, their ¡§virtual¡¨ or symbolic-cognitive presence can be jointly
inferred by all recipients of this communicative act. The hand-shape turns into
a socially shared symbol.
Having put the scrapers down (line 13, segment 1), the teacher now raises
an empty hand that is shaped "as if" holding a scraper (line 1 below).
The hand moves in mid-air and thereby initiates a more complex
demonstration: an absent scraper is used to distribute invisible mortar on a
non-existing surface so as to make virtual piles of the compound, as described
simultaneously (albeit vaguely) through speech (Figure 6.3). While the hand
moves with precision, the verbal instructions are quite inexplicit. Without
touching the tools that remain visible on the countertop, the instructor¡¦s
hands move to make the scrapers "present" through an indexical
implication.
((raises
right hand))
[
2.1
Instructor
So that¡¦s the idea behind those ( - - - )
(notches).
(( scrapes ¡¥compound¡¦
up))
[
2.2
No matter how much you put in

Figure
6.3
((continues))
[
2.3
if you scrape it
(( scrapes ¡¥compound¡¦
off ¡¥instrument¡¦))
[
2.4
and scrape it off

Figure
6.4
Here, the instructor demonstrates a complex, skilled activity.
In a sequence aimed at demonstrating the importance of applying the right
amount of compound to sheet-rock, he shows how excess compound can be scooped up
with and removed from the scraper. The instructor¡¦s movements are swift and
precise, and for those who have some visual familiarity with this line of
construction work, it is easy to ¡§see¡¨ not only the scraper, but also the
compound, the surface (i.e., the sheet-rock), as well as another, unnamed tool
which is used to remove the compound from the scraper.
We ¡§see¡¨ how compound is
scraped up to make a pile which is then lifted off the sheet-rock and scraped to
the other tool.
Thus, from the teacher's initial handling of the scraper, a pattern of
movement is abstracted¡Xthat is, a gesture. Performed publicly, it constitutes
a communal sign, a convention, in which a shared experiential nexus or bit of knowledge
about the world is embodied. The gesture evolves as
a situationally-transparent, symbolic construction through which practical knowledge
may be handed about. It emerges in
two stages of what might be called an "indexicalization schema":
originating in the hands-on manipulation of the material world
within reach, the abstracted gesture retains an indexical link to it, which can
be used in both directions¡Xthe gesture presupposes the material world
for its intelligibility, but can also and by the same token evoke it. The sign
is now available to invoke a nexus of practices, things, and relations between
them, and is potentially applicable to infinite communicative purposes,
syntactic contexts, and semantic roles. By simply raising a hand with a
recognizable shape, a complex of actions, objects, instruments, and so on may be
denoted by the teacher or other participants.
The sign is also available to be folded back upon itself, for the
layering-on of further in-formation, for example, to denote manners, possible
mistakes, or more elaborate lines of action. In this fashion, the shared knowledge
of the community can grow via the invention, re-use, and trans-formation of an
ephemeral, but nevertheless material, sign. A pattern of muscular movement has
been abstracted from the hands' entanglements with concrete worlds and can be
used in other contexts, including strictly symbolic or representational ones
such as conversation. But to function in these contexts, audiences must be able
to "fill in" indexical background: in these episodes, recipients of
the instructions initially had to ¡§see¡¨ a counter-top as a symbolic
representation of sheet-rock and, subsequently¡Xon the basis of locally
produced knowledge¡Xrecognize that a hand was
configured in a certain way because it represented the holding of a scraper.
(Compound also had to be filled in.)
3.
EMERGING CONVENTIONS
Our focus now shifts from the do-it-yourself workshop where hands engage
in (symbolic) instrumental actions from which gestures
are then derived, to a university classroom where a professor¡¦s hands
manipulate a material, spatial object in an exploratory fashion. The
professor¡¦s movements made in this process are subsequently abstracted as gestures
that do not represent actions or instruments, but rather features of the object
explored. While the signifier is a motion, the signified is a fixed, immutable
structure in space.
As part of his undergraduate course on architectural design, the
professor critiques miniature buildings made by students using cardboard and
glue. The students sit arranged in a large circle, all oriented toward the
middle of the classroom where the professor sits on an elevated stool, next to a
large table. One by one, the students step forward and place their cardboard
models on the table, making them available for others to see, and available for
the professor's critique. Here, we
focus on one cardboard model: introduced by the student as a "tunnel
shape," it is subsequently described as a "sewer-like" culvert by
the professor, who first explores it, then interprets it, and thereby critiques
it.
Before talking about the model, the professor silently explores its
three-dimensional features. He leans forward and over the model to look inside;
he moves his body to see the sides; then he touches it, lifts it, and slowly
turns it in mid-air, observing it from various angles (Figure 6.5) and at the
same time feeling with his fingers the architectural shapes created by the
student's hands. The professor's exploration might be called a
"primary" stage of knowledge
formation--and hence a "necessary" stage of symbolic action. As he
encounters the cardboard model for the first time, his hands become entangled
with it. He has a series of visual and tactile experiences, made possible by his
practical actions upon the object that he begins to grasp. He becomes
knowledgeable regarding the cardboard model, through the very experiences that
his subsequent gestures will formulate and index. At
the same time, the professor's lived experience is a shared experience: as he
explores, he also shows. By turning the model in mid-air to observe its various
angles, he enables his students to do likewise; and he directs their attention
toward the model through his orientation, gaze, and extended fingers, which all
function like pointing gestures (Scheflen 1976).
Moreover, the professor's exploration may be regarded as a demonstration.
By sitting in the middle of the room, at the center of the group, he makes his
own experience an object of attention, a public performance, a potentially
vicarious experience. His behaviors are both private and self-conscious,
appearing as practical precursors of the group's symbolic tasks.
His solo actions are a form of social practice as he interacts with a
material world¡Xsomething the instructor and
scraper only implied. In short, his
hands mediate between thing and thought.
Eventually, the professor begins talking about the cardboard model as his
hands continue to move in relation to it. His exploring hands are also pointing
fingers that direct the students' attention toward specific spatial features,
thereby highlighting shapes of the model being discussed. For instance, the
professor slowly slides an extended index finger along one edge, finding and
highlighting its curved shape (Figure 6.6), creating a figure-ground separation
that informs students how to see the model. At the same time, the professor may
be teaching students how to see his hand¡Xhis behavior may serve to highlight
the movement of his hand, not just the shape of the model.
With increasing frequency over a ten-minute period, the professor's hands
move without actually touching the cardboard model. That is, his hands perform
shapes in the air that are physically separated from the material object that
they index. The following transcription represents such a moment.

Figure
6.5
Figure 6.6
((curved
touching))
[
3.1
Professor
... you have (.) uh- uh long bent

Figure
6.7
((curved gesture))
[
3.2
sort of uh- uh linear experience
While
touching the cardboard model, the professor describes it. He refers to its
"long bent" form (line 1) and highlights the same by touching the
model with his extended index finger (Figure 6.6). His speech is organized
(i.e., he says "long" before he says "bent") according to
the shapes that his finger encounters as it slides upon a long, straight edge
before moving around a bend. Immediately
after highlighting the model's "long bent" shape, the professor
reproduces this shape in the air--mere inches above the cardboard, but
nevertheless separated from it (Figure 6.7). This is a defining moment. The
mid-air motion is recognizable as a gesture, because its shape is performed
apart from the tangible influence of its referential anchor. The gesture emerges
as a natural extension and an incipient feature of practical actions upon an
object. The new convention is shared, understood by those participating (perhaps
vicariously) in the hands-on activity. Moreover, the new symbol heralds knowledge-formation
that the speech also marks: as touch moves to gesture, concrete talk turns
abstract; the words "long bent" (line 1) describe tactile and visible
features that are quickly recast as a "linear experience" (line 2),
and the professor begins to discuss the full-body consequences of the hand-size
shape. In sum, the emerging gesture shows a close connection with a material
object, which serves as a springboard into interaction about imagined
experience--altogether a sort of transformed sensation.
Continuing for several minutes, the professor's hand gestures
evolve as his critique unfolds. Sometimes,
his movements are relatively small: with a flick of his wrist, he outlines a
"long bent" shape in the air, approximately the size of the
architectural model (hand-size) and located only inches above it (see figure
6.7). Other times his movements are
big: ¡§long bent¡¨ shapes
performed at eye level, where his whole arm extends, separated from the model by
feet rather than inches (Figure 6.8). The following transcription represents
such a moment.

Figure
6.8
((large gesture begins))
[
4.1
Professor ...you
can see the wall at the back
4.2
it's lit it goes (- - ) way
far back
((large gesture ends))
[
4.3
(.) it disappears around the
corner
The
professor's descriptions become vivid as he expounds upon the full-body
consequences of the hand-size model. When
he talks about seeing ¡§the wall at the back¡¨ (line 1), he extends his right
arm fully so that his flat palm may be regarded as a distant surface (similar to
Figure 6.8). As he describes what
¡§you can see¡¨ (line 1), he draws his gesturing hand toward his eye and
lightly touches the side of his face. Then
his hand moves outward from his eye and straight along his line of vision, which
¡§goes¡¨ (line 2) parallel with the imaginary passage.
As he says "back" (line 2), his arm becomes fully extended
again, and then his hand hooks to the left (Figure 6.8) when he says
"disappears around the corner" (line 3). Altogether, the professor
outlines a "long bent" shape, created in mid-air but referentially
anchored in the model on the table below. At the same time, he performs a
"lived" experience: gazing off "into space," he talks
himself along the hallway that he imagines and motions, using present-tense
language to describe architectural details as they spatially and temporally
unfold. Because his performance is public, the professor provides--at least
potentially--a vicarious experience to seated students, as suggested by the
pronoun "you" (line 1).
Group knowledge forms as "long
bent" gestures occur and evolve to embody the
unfolding shape of the professor's critique.
Shared understanding is especially evident when students participate in
the class discussion and also perform "long bent" gestures
to articulate their views, which build upon the group's understanding.
For instance, consider the following excerpt. Immediately after the
professor ends his comments and invites other opinions, a student performs a
large gesture while giving a favorable critique of the architectural model:
5.1
Student: ...you
kno::w ( - - ) where to go:
5.2
you're not- you're not (.) wandering
5.3
around ( - - - ) and (.) you ha:ve
((large gesture))
[
5.4
(.) u:h dire:ction to it

Figure
6.9
To
articulate his view, the student uses behaviors that may be recognized by other
classroom participants. With the
utterance "u:h" (line 4), he lifts his right hand to his right eye;
while describing the "dire:ction" (line 4) of the architectural
structure, his hand moves outward from his eye and straight along his line of
vision; and once his arm is fully extended, his hand hooks to the left (Figure
6.9). Altogether, the student outlines a "long bent" shape in mid-air
that is referentially anchored in the model on the table--largely through the
professor's prior public performance. Moreover,
the student's gesture occurs as he expounds upon the full-body consequences of
the hand-size model. Like the professor, the student uses present-tense language
to describe an imaginary "lived" experience. The student's behavior is
a potentially vicarious experience for others in the classroom, as suggested by
the pronoun "you" (lines 1, 2, and 3).
The architectural model is different than the do-it-yourself scraper, for
reasons that have consequences for the formation and recognition of gestures.
On the one hand, the scraper is lifted and used.
It is treated as a tool, an instrument to be employed, an extension of
the human hand that subjects implied objects to performed actions. On the other
hand, the model is lifted and explored. It
is regarded as an object, an entity with properties to be discovered, a thing
understood through the human actions that its shape implies and guides. Although
material things may embody instructions for how they are to be used or regarded
(Norman 1988), differences between the scraper and model are instantiated
through behaviors during the "primary" stage of knowledge
formation. Wielded again and again, the scraper is never mistaken for a
miniature building. Although cardboard is capable of scraping mortar, the
professor initially and immediately moves his body relative to the architectural
model, projecting fixedness upon it. As a consequence of primary behaviors, gestures
eventually emerge imbued with verb-like and noun-like attributes. Within the
workshop, the teacher's gestures are verb-like, with
the implied scraper in the role of instrument: his hand movements are
recognizable as hand actions--a rather low-level abstraction. Within the
classroom, by contrast, the professor's gestures
become large and semantically complex: his hand movements are noun-like as they
outline (in the air) three-dimensional features discovered in the model; these
same hand movements are at the same time verb-like as they represent a person's
movement through the imaginary building being outlined--a rather high-level
abstraction. Moreover, the professor's gestures
serve as a heuristic device, enabling him to translate the hand-sized model into
a full-size architectural experience that becomes grounds for his critique.
Furthermore, his gestures serve as a teaching
device, helping students to read the cardboard shape as a representation of an
embodied experience, vicariously lived and critiqued.
Our analysis of these episodes has demonstrated at least three things.
First, the interactions within the classrooms exemplify the step-by-step
processes by which embodied¡Xmanual¡Xaction in the world
of matter and things may be transformed into symbolic action. That is,
activities within and upon the material world may be
abstracted, schematized, and converted into components of the shared
communicative repertoire of a local ¡§community of practice¡¨. In short, our
analysis has traced the experiential, practical roots of individual gestures.
Second, our analysis shows how the shared knowledge
of these communities grows through the formation of these gestures.
Like all signs, the gestures comprise cognitive and
communicative features and functions: they do not only represent or express,
they constitute
socially shared knowledge. The further growth
of knowledge in these communities is dependent upon
and made possible by the shared possession of newly formed signs, which can then
be modified and elaborated so as to
represent proper modes of action, possible mistakes, compound activities, and so
on. Finally, the episodes demonstrate that the proper seeing and understanding
of these signs requires the material world as an
indexical background: the configurations and motions of the hands only make
sense by virtue of their contiguity to things, and it is by reference to these
things that the motions of the hands can be recognized as schematic actions (or
manipulations). In short, seeing a gesture requires knowledge
of the world.
4.
BACKGROUND KNOWLEDGE AND THE PERCEPTION OF GESTURES
Within the instructional situations we have examined, such knowledge
is available from the course of recent interaction; the publicly visible,
material experiences and activities of the hands from which the gestures
have been derived is part of the local, shared memory of all participants. Some
might object, therefore, that these incidents are uncharacteristic of gestures
as they are used in the exclusively symbolic realm of everyday conversation,
¡§conversation pure¡¨, which is more often than not predicated upon the
absence of the material events and states-of-affairs that constitute its topics.
Moreover, it might be objected, symbolic communication in the absence of things
constitutes the more astonishing and more important human achievement.
However, it is our contention that gesture¡Xcertainly descriptive or
¡§iconic¡¨ gesture¡Xnecessarily involves indexical links to the material world,
even though these links are rarely established or explicated in the
communicative situation itself. Rather, in conversational contexts that are
detached from the talked-about world, participants
must fill in encyclopedic knowledge (ranging from
universal bodily experiences to highly specific cultural practices) to see and
recognize gestures. Phenomenally, there are only
motions of the hands. What is perceived, however, are typically not motions but
actions and, simultaneously, implied objects acted upon. Thus, we do not see two
flat hands moving apart, but we see them dividing a substance (or a substance
being divided)¡Xwhich, in the given conversational context, may signify a group
of friends, dough, or the mélange of issues that will have to be
discussed. To see the hands engaged in a schematic act of dividing, and to
¡§see¡¨ a something that is being divided, our eyes must be intelligent,
experienced in the ways of the world of the hands.
Without chipping in our ¡§beholder¡¦s share¡¨ (Gombrich 1961), we could not
see the gesture, that is, the signifier¡Xlet alone identify the signified.
We briefly illustrate these indexical underpinnings of iconic gestures
by examining two excerpts from a series of conversational stories about car
accidents. In the videotaped recording (which was made in Germany), two Japanese
friends, having discussed the difficulties of obtaining a German driver¡¦s
license, proceed to tell one another about their involvement in various
accidents that resulted from the drivers¡¦ inattention to the road. As is
common in such narratives, the narrators¡¦
bodies variously re-enact the protagonist¡¦s actions while driving the
car, shift to render the behavior
of the cars on the road, or move to represent the setting.
More specifically, their hands are used in semiotically different ways to
represent different ¡§players¡¨ in the event, enabling the two interlocutors
to speak from constantly shifting perspectives: at times in ¡§the first
person¡¨, they re-enact the acts of the protagonist¡¦s hands; at other times
in ¡§the third person¡¨, their hands serve as symbolic tokens for the moving
and crashing cars; at yet other times, their hands are extraneous producers of
symbolic constructs¡Xsequentially rendered, ephemeral, three-dimensional
shapes¡Xwhich represent components of the setting. In the following, these
components, in particular, deserve our attention.
The first of the two fragments is a narrative segment told ¡§in the
first person¡¨. The speaker, Satomi, describes how she absent-mindedly drove
along a straight road when she realized that she had to turn to the right. At
this point in the story, she puts down the tea-cup that she has been holding in
her hands, readies her hands by moving them to her stomach, and says:
6.1
Satomi
Nde ne douiu wakeka sugoi:
And I don¡¦t know why but
((two hands hold and turn
¡¥steering wheel¡¦))
[
6.2
ko kirrisugitan da yo ne h.
I turned the steering wheel too much, like this.

Figure
6.10
Figure 6.11
Along
with the lexical description of her turning of the steering wheel, Satomi makes
a large, two-handed gesture which international audiences unfailingly recognize
as an enactment of car-driving: holding her two hands in a ¡§grip shape¡¨
parallel to her chest, she moves one diagonally up and and the other one
diagonally down and thereby shows the turning of a steering wheel (Figures
10-11). The gestural portrayal is consistent with the lexical description, and
the gesture appears to add little to the narrative, except perhaps visual
precision (i.e., how far she turned the wheel).
And yet we may ask how it is that we can so easily identify the
gesture¡Xand the action that the gesture enotes as well as the object that is
involved in the action¡Xall of this despite the fact that we do not understand
the language. In fact, it is this gesture (which is performed several times
during this narrative) that enables people who do not understand Japanese to
¡§see¡¨ a story about driving cars and accidents. Here is the simple yet
significant explanation: we recognize the gesture to the extent that we share
the material culture that the speaker is drawing upon. Throughout the world,
as in Japan, there are few objects (if any) that are routinely handled¡Xheld
and turned¡Xin the fashion of a steering wheel, other than the steering wheel
itself: the gesture therefore can only be about driving a car. We recognize the
action that is abstractly performed by the configured motions of the configured
hands because we are culturally familiar with the material world
where such an action could ¡§really¡¨ be performed. Our perception of the
gesture as a schematic action requires our beholder¡¦s share, that we ¡§fill
in¡¨ generic objects to which the motions of the hands may relate.
In the ¡§steering wheel¡¨ instance above, our encyclopedic knowledge
of the material world¡Xwhat kinds of things are
handled in the fashion seeable in the gesture?¡Xenables us to recognize the
signified. In other cases, world knowledge enables
us to see the gestural signifier¡Xthe seeing of a motion as an action¡Xeven
when this action has no correspondence in the event that is signified. For
example, through a version of the method of ¡§documentary interpretation¡¨
(Mannheim 1959) we manage to see that, for example, the motion pattern of the
hands could relate to a specifically shaped object¡Xthat they are virtually
holding a bowl (see Scheflen 1974). Thus, we ¡§see¡¨ a bowl¡Xand disregard
the ¡§holding¡¨ (which has no correspondence in the event). The schematic act
of holding¡Xthe gestural signifier¡Xwould be an exclusively descriptive or
pictorial, not a referential, device. Nevertheless, to perceive it, we must know
about basic embodied acts and their generic objects.
This applies to the following segment in which Satomi¡¦s friend and
conversational partner, Tomoio, also shows a round object that can be turned;
she shows it by performing a one-handed gesture. But this is an object that
could not be manipulated using the action-pattern from which the gesture is
formed; the motion here serves descriptive purposes, and no action corresponds
to it in the event that is reported. The object shown by the gesture is a
worn-out tire skidding on a slippery road.
7.1
Tomoio
h de kou hashitteta no (.) ¡¥hh (shitara) sa ame ga furi hajimete
And we were driving
like this, then it started raining.
7.2
sono kuruma ga sa: ¡¥hh akseru funde sa
The driver stepped on the gas and
7.3
Satomi:
nng
((one hand ¡§turning a
round object¡¨))
[
7.4
Tomoio:
subetta yo taiya ga bo:zu
datta no
skidded.
The tires were worn out.

Figure
6.12
During her utterance at line 7.4, Tomoio opens her right hand wide and
rotates it a few times back and forth so that her wrist provides an axis (Figure
6.12). She performs a schematic
manual action to evoke a particular kind of object¡Xan object that is round and
can be rotated around an axis. To see the gesture this way, onlookers must
possess and fill in basic experiential knowledge
about relationships between acts of turning, round shapes, and rotating things.
Using this knowledge, they can ¡§see¡¨ in the
speaker¡¦s hand a round object and recognize the hand¡¦s rotation as a
description of the object¡¦s behavior, skidding, rather than as a schematic
action. The signified (the car¡¦s tire), of course, could not in reality be
turned in this fashion by a single human hand, because it is so much bigger. But
this is a matter of contextual specification: what matters here is that the
object was round and that it rotated, not what size it had. To use grammatical
terminology: while Satomi¡¦s gesture would be understood as having the
grammatical shape of a transitive verb plus nominal undergoer (steering a
steering wheel), Tomoio¡¦s has that of a nominal subject modified by an
intransitive verb (a tire skidding). This distinction is not inherent in the gestures¡¦
shapes, but rather is a seeing that is achieved in a context and informed by knowledge
about the material world. We must know that there
are things that can be turned back and forth, and that they may be round and
rotating around an axis. Tires are objects that have these features. Thus, by
moving from the schematic act of the hand to the object and back to the hand,
onlookers know to abstract from the hand¡¦s action: here, it is only a
component of the signifier, not of the signified; there is no hand nor human
agent in the moment described, just a worn-out tire skidding on a slippery road.
¡@
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From: http://www.cis.drexel.edu/faculty/gerryreadings/simrocket/gestures.html